Viet Dragon Securities Corporation

Fee

List Equity

Transaction fee

Transaction value/day	Fee
Under 200 mn VND	0.25%
From 200 mn VND to under 500 mn VND	0.22%
From 500 mn VND to under 1 bn VND	0.20%
From 1 bn VND to under 2 bn VND	0.18%
Above 2 bn VND	0.15%

Tax on sales transaction:

Non-resident institutional investors are levied a flat tax rate of 0.1% on sale proceeds from selling listed/registered public company’s shares and certificates and bonds.

Depository Fees

Services	Fee
Stock, Fund Certificate, Covered Warrant	0.27 VND/share, fund certificate, covered warrant/month
Corporate Bond, Debt Instrument Depository Fee under the Law on Public Debt Management	For Corporate Bond: 0.18 VND/Bond/Month For Debt instrument depository fee under the Law on Public Debt Management: 0.18 VND/Bond Code/Month

Asset Management Fees

Services	Fee
I. Open-ended Funds
Subscription Fee (IPO and post IPO)	0%
Redemption Fee (normal investment plan), based on holding period:
Under 12 months	0.50%
Above 12 months to under 24 months	0.30%
Above 24 months	0.50%
Redemption Fee (applies to Systematic Investment Plan (SIP)), based on holding period:
Under 12 months	0.40%
Above 12 months to under 24 months	0.30%
Above 24 months	0%
Switching Fee	0%
Tax (Redemption fund unit)	0.1%
Bank charge (Redemption fund unit)	0%
Non-commercial Transfer Fee	300,000 VND/transaction
II. Segregated Managed Account	Customized for each client’s needs
III. Investment advisory	Customized for each client’s needs